Assistant Manager - Regulatory Reporting - BFS

- Support Daily 15c3-3 Customer and PAB reserve computations

- Prepare supporting schedules for 15c3-3 line items

- Identification and escalation of breaks and suspense items

- Identify variances and send out queries for commentary

- Identify and research contract to market differences

- Assist other offshore team in troubleshooting macros

- Preparation of 15c3-3 and PAB trend schedules

- Prepare daily 17a5 compliance tasks

- Working with Internal and External Auditors

- Assisting with FINRA and other Regulator examinations and inquires

- Special Projects

Requirements - 

- 4-8 years financial industry/banking experience/auditing experience

- Strong financial analytics experience along with attention to detail

- Advanced experience/skills with Excel and complex spreadsheets (v look ups, pivot tables, macro- s)

- Candidate must be able to work both independently and as team member

- Strong analytical skills with strong time management skills.

- Strong communication and presentation skills

- Self Starter

Desired:

- Broker Dealer experience

- Regulatory experience