Posted By
Posted in
Banking & Finance
Job Code
500271
Roles:
RSD Team includes but is not limited to the following :
- To understand varied regulations across jurisdictions with respect to shareholdings and holdings in sovereign bonds and utilize the knowledge in ensuring the Group's compliance to the regulations
- To perform daily monitoring and investigations ensuring adherence to the strict regulatory deadlines
- To be aware of new regulations / changes in regulations and highlight them to the Management ensuring integration of these in the day to day monitoring
- To identify system, reference data related issues and highlight them to IT Team
- To ensure accuracy of information shared with the stakeholders / submitted to regulators.
- Review and analyze the movement in shareholding in accordance with the local regulation of the country.
- Identify potential disclosures and investigate to ascertain the necessity of the disclosure
- Make the Management aware of new regulations / changes in regulations and ensure that the Operations Team accurately incorporates these in their day to day monitoring
- Identifying the potential risks and make the Management aware of the same
Skills:
3+ years of experience into regulatory shareholding disclosure.
Location - Bangalore
Shift: Should be flexible for both day and night shifts.
Mandatory skill set: Capital markets knowledge (Especially equities and fixed income)
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Posted By
Posted in
Banking & Finance
Job Code
500271