Posted By

Sai

Director at Axim Technologies

Last Login: 18 June 2018

1464

JOB VIEWS

72

APPLICATIONS

2

RECRUITER ACTIONS

Posted in

Legal

Job Code

572538

Assistant Manager/Manager - Compliance & Secretarial - BFS

5 - 8 Years.Mumbai
Posted 5 years ago
Posted 5 years ago

Role/Designation: Assistant Manager / Manager - Compliance & Secretarial

Job Profile/Deliverables: The person will be responsible for:

- Accurate and timely reporting to regulators.

- Interpretation and implementation of applicable laws and regulations.

- Streamlining processes and documents as per compliance requirements.

- Resolving compliance related matters with other departments.

- Providing training to staff on compliance related matters.

- Handling secretarial activities relating to the AMC and Trustee Company including liaising for board and general meetings, filing of various forms with MCA, etc.

- Legal work relating to drafting/perusing of various agreements, documents, investor complaints, etc.

Liaises with :

- Internal customers (Whole Organisation)

- External customers (SEBI, AMFI, Auditors, etc.)

Candidate Profile

We are looking for a CS /LLB with:

- An excellent academic background

- Good communication and drafting skills

- Drive, passion and self motivation

- In depth understanding of Mutual Funds

- Good knowledge of Companies Act, 2013

- A right blend of patience & aggression

- High degree of orientation of structure and processes

Work Exp: 3-6 years of relevant experience

Didn’t find the job appropriate? Report this Job

Posted By

Sai

Director at Axim Technologies

Last Login: 18 June 2018

1464

JOB VIEWS

72

APPLICATIONS

2

RECRUITER ACTIONS

Posted in

Legal

Job Code

572538

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