Work Experience / Knowledge: - Total work experience of 6 to 8 years required including 3 to 5 years of relevant work experience of rule coding, pre and post trade monitoring with an investment advisor or mutual fund group in Compliance or regulatory environment. - At least 2-3 years of hands-on people management experience. - Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds. - Knowledge of securities regulation as it relates to operations within advisor compliance programs is required. - Experience with regulatory environments such as SFC, SEC, ERISA, CSSF, FCA and MPF is required.

Hyderabad

Assistant Manager - Compliance - BFS 

Assistant Manager - Compliance - BFS  ,Job Description for Assistant Manager - Compliance - BFS  in Quess corp in  Hyderabad for (4-8) years of experience. Apply Now!

Job Description for Assistant Manager - Compliance - BFS  in Quess corp in  Hyderabad for (4-8) years of experience. Apply Now!