Assistant Manager - Communication Surveillance - BFSI

1. Review the alerts generated by the automated system or conduct sampling reviews as per the process outlined in the procedures

2. Be well-informed on major market events, news and regulations to correlate with analysis

3. Meet agreed timelines on escalation reporting and other key metrics.

4. Presentation of key metrics and significant issues to the Senior Risk and Compliance officers.

5. Ensure trackers & records related to surveillance are appropriately managed as per the retention guidelines

6. Highlight process deviations in a timely manner to the surveillance senior management.

7. Assist Manager in consolidation of data, reconciliation activities required for audit purposes.