Responsibilities:
- Assist with the mapping and maintenance of the repository of the rules that govern the business activities of the firm
- Assist in aggregating and updating business activity list information
- Assist in responses to internal and external audit requests
- Respond to ad hoc inquiries regarding how rules are mapped and maintained in the rules repository
- Support collaborations with Compliance Policies, Training, Regulatory Change Oversight functions and Information Technology to enhance the repository of rules
Skills:
- Experience in Compliance and/or rules mapping
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