Analyst/AVP - Transaction Monitoring/Surveillance - Bank

We are looking for professionals with experience in Transaction Monitoring/ Surveillance for one of the global banks based in India.

Years of Experience: 4 yrs to 12 yrs

Location: Pune

Below are some roles and responsibilities:

Grasp business, compliance and regulatory rules and policies

- Perform and prepare reports relating to surveillance including but not limited to holdings, positions, account trading, restricted trading

- Take ownership and provide feedback on reports, creating checklists and resolving exceptions

- Provide guidance to internal clients on appropriate interpretation and application of policies/procedures

- Escalate situations, as appropriate, to relevant divisional compliance officers and business unit managers

- Assist regional compliance in ongoing projects, responding to changes in the firm's businesses and changes in regulation

- Execute and manage global ad-hoc projects based on compliance or business requirements that helps in enhancing the compliance of the firm

- Taking ownership of processes and controls within the team, driving the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevant

- Seeking and implementing automated solutions (for manual processes and anticipated future requirements), which will involve providing direction and requirements to Technology as well as acting in partnership with Technology