AM - Sox Audit - BPO - CA

Employer : Leading International BPO

Designation : AM - Sox Audit

Job Location : Pune

Qualification : CA with 1-3 yrs of Experience

Travelling : 20-25 % ( International Travel is also involved)

The Assistant Manager is responsible for Managing control assessments and testing of controls. The scope of work would include risk assessment for finance & accounting processes covering

- Update narratives

- Perform process walkthrough / GAP analysis

- Test internal controls

- Report on effectiveness of internal controls

- Remediate identified deficiencies

Key Deliverables:

Operational Parameters

- Develop global plan, identify general controls, risks and process deficiencies revolving around company policies

- Assessment and auditing of all the general accounting Processes

- Ensure that the activities are performed with relevant approvals where appropriate

- Manage internal control assessments and ensure proper documentations are in place in the Business units in line with the developed plan

- Tracking / Follow-up of reported deficiencies and action items for remediation

- Perform online trainings

Customer Satisfaction:

- Proactively identiify control deficiencies and suggest control improvements to the client

- Engage with the Statutory auditors and provide all the support to the auditors

- Highlight any upstream fix to the client relating to systems, workflows etc to enable a robust control environment

Skills :

- Ability to articulate clearly to the client on the observations and remedial actions

- Should be Proficient in Microsoft office package (Word/Excel/PowerPoint) to delivery day to day deliverables

- Attention to detail & critical look at the procsses

- Professional mannerisms

- Maintain auditors independence

- Customer Centricity

- Commitment and reliability

- Versatile and adaptable

- Work under tight deadlines and pressure

- Communicates complex issues clearly and credibly with widely varied individuals within and outside organization

- Uses varied communication methods to promote dialogue and shared understanding.

- Assertive in presenting the observations and remedial actions

- Adapts communication style to handles complex on- the- spot questions from customers or internal stakeholders