AM/Manager - SOX Compliance - BFSI/Insurance

AM/MANAGER SOX COMPLIANCE

Title : Manager

Location : Gurgaon

General Description :

- The position is responsible for delivering various solution offerings like internal audit, SOX and other risk management engagements, for clients

Responsibilities would include :

- Supervise teams of multi-location professionals/ Professionals operating from a delivery center; approx 6 - 10 depending on projects underway

- Manage quality of deliverables and completion of projects within budgeted time.

- Build and maintain client relation by understanding and being responsive to client needs and ensuring high quality of deliverables.

- Contribute in people and knowledge development initiatives by developing training material and conducting training.

- Identify opportunities for new business opportunities with clients, support in proposal development, identify and develop new solution offerings.

- Making presentations to senior management and/or audit committee on findings / deliverables.

Educational Qualification :

- Should have a professional qualification preferable CA or an MBA from a reputed business school. Qualifications such as CIA, CISA, CFE are an advantage.

Prior Work Experience :

- Should have a minimum of 6 years plus post qualification experience.

- Experience in Insurance industry in Internal Audit/SOX would be preferred

- Prior experience in Risk Consulting would be a big plus.

Prior work experience could include :

- If from industry - Internal audit, SOX compliance, Operational Risk Management, Compliance Risk Management. Current designation would be Manager/ Sr. Manager or equivalent.

- If from professional services - Risk Consulting/ Internal Audit or Statutory Audit. Current designation would be Sr. Consultant/ Asst. Manager/ Manager or equivalent.

Key Job Requirements :

- Good communication and writing skills

- Project management capabilities

- Ability to manage and motivate team of professionals

- Good interpersonal skills

- Willingness to travel

Industry and Domain Experience :

- Insurance (Life and P&C)

- Banking and Capital Markets - (Treasury, Commercial Lending and Retail Lending)