AM/Manager - Finance Operations - Regulatory Reporting - BFSI

AM- Finance Operations( Regulatory Reporting), Manager-Finance Operations( Regulatory Reporting)

Global Finance Centres (GFC) provides a variety of financial support services to business partners across the HSBC Group.

GFC Regulatory Reporting is responsible for producing the PRA reports and RWA disclosures in the Group Annual Report & Accounts and for meeting all Pillar 1, Pillar 3 and Regulatory MI Reporting requirements under Basel 2/3.

The purpose of this role is to manage and assist the HNAH- PRA Regulatory Reporting team in preparation of monthly and quarterly returns for submission to the PRA and other Local regulators in HNAH region and the preparation of other analysis for internal customers.

Principal Accountabilities KPI and Targets ;

Service Delivery :

- The quality of the Reports generated must be to a very high standard. The RWA reporting framework that exists is critical to the sustainability of HSBC's business

- Coordinate and support Regulatory Reporting team, provide guidance and act as subject matter expert (SME) with regard to RWA reporting under PRA.

- Drive performance to agreed service levels and manage customers expectations in a timely and professional manner

- Establish and maintain effective relationship with business areas and identify areas of service improvements by implementing regular calls and feedback mechanism

- Drive performance in team to required standards.

- Maintain high level of employee engagement.

- Effective communication with team members on organisational strategy and goals required for respective roles and responsibilities.

- Create an environment within the team which fosters free sharing of knowledge and ideas

- Adherence to Group policies, audit, controls and compliance requirements. It is imperative that the role maintains a highly effective SOX-compliant control framework.

- Operational capability must be maintained all year round given the frequency of reporting periods (monthly plus additional requirements quarterly, half-yearly and annually).

- The role will need to manage accordingly to ensure that sufficient numbers of capable staff are in place to deliver to reporting requirements.

- Continually assess the operational risks inherent to the process, taking account of operating procedures, staff movements, legal & regulatory requirements

- Manage production of RWAs in accordance with the BASEL Norms and Group Frame work of RWAs

- Ensure all Regulatory Reporting Requirements are considered e.g. PRA (FSA earlier)

- Any process re-engineering must comply with the applicable control environment

- Ensure BCP plan is documented, agreed with Business Partners and tested for all the processes as agreed

- Analytical review,

- Writing Commentaries

- Query resolution

- Timely preparation of other analysis requested by internal customers

- Customers / Stakeholders

- Group/ HNAH Regulatory Reporting team

- PRA

- Other internal customers