Role Over view  1. Strategy   2. People and Talent   3. Risk Management   - Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.  - Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased.  - Apply Group policies and processes (AML surveillance, client screening, risk assessment) to manage risks.  - Anticipate horizon risks in the area of financial crime that may have a significant impact on the Group and develop effective strategies to mitigate such horizon risks.  4. Governance   - Track significant issues arising from metrics, Assurance activities, Audit reviews and regulatory inspections, providing validation of issue closure where necessary.  - Propose control improvements, enhancements and simplifications where appropriate.  - Periodic reporting and timely escalation of significant risks and issues arising from Monitoring and Assurance activities.  - Be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the Quality Assurance framework.  5. Regulatory & Business conduct   - Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across the Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.  - Represent the Group through relationships with key regulators, relevant industry and vendor / user groups.  6. Project/Change Management  7. Other Responsibilities  MBA with minimum 15 years of relevant work experience in the following areas:  For screening:   - Sanctions and screening (name and transaction) surveillance skills  - Analysis skills: able to analyze data, working knowledge of Internet and MS Office Suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), and record and communicate this decision clearly and concisely.  - Banking: knowledge in terms of customers, products and transactions  - Banking operations experience (Client Due Diligence, payments, trade, markets or other) and service oriented attitude.  For Monitoring:  - AML and terrorist financing surveillance skills in relation the respective country jurisdiction, and client types.  - Analysis skills: able to analyze data trends and out of pattern activities, working knowledge of Internet and MS Office Suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), and record and communicate this decision clearly and concisely.  - Banking: knowledge in terms of customers, products and transactions with expertise in at least one customer segment (retail, corporate, private banking, correspondent banking)  - Banking operations experience (Client Due Diligence, payments, trade, markets or other) and service oriented attitude.

Bangalore

Vice President - Compliance Transaction Monitoring 

Vice President - Compliance Transaction Monitoring  ,Job Description for Vice President - Compliance Transaction Monitoring  in GAMA India in  Bangalore for (15-19) years of experience. Apply Now!

Job Description for Vice President - Compliance Transaction Monitoring  in GAMA India in  Bangalore for (15-19) years of experience. Apply Now!