Job Summary & Duties :  - Supervises the preparation of daily and monthly investment compliance results.  - Manages the day-to-day activities and controls to ensure daily deliverables are met.  - Responsible for reviewing staff level work, as needed.  - Manages and facilitates timely resolution of issues.   - Keep management abreast of any potential issues.  - Proposes and works to implement workflow changes and supporting technical solutions leading to improved productivity and profitability.  - Keeps abreast of regulatory compliance and developments for the assigned area and apprises staff as necessary.  - Identifies and analyzes operations risks related to current and potential business and recommends procedural changes as needed  - Uses quality service measurement tools to ensure compliance with operational standards with SLAs and SOPs and create management reporting as needed  - Participates on projects or committees within the department and/or with BU Shared Services, COEs and Client Operations teams.   - During the course of normal day-to-day operation, responsible for identifying any unusual or potentially suspicious transaction activity and reporting and/or escalating in accordance with corporate policy and guidelines detailed in relevant operating procedures.  - Conducts periodic performance reviews; provides ongoing counsel, training, development and motivation of staff.  - Participates in the hiring, salary, promotional and termination recommendation process  Qualifications :  - University degree in Business majoring in Accounting, Finance, or another Financial-related program. Inter C.A. / Inter ICWAI or CFA (pursuing)will be preferred  - Prior relevant work experience of 9+ years including prior investment compliance monitoring experience.  - Ability to analyze investment guidelines and policies to determine testing requirements.  - Highly proficient with Microsoft Office Products (Excel, Word)  - Demonstrated managerial, leadership and decision making abilities  - Excellent communication, organization, interpersonal planning, and analytical skills  - Ability to effectively bring individuals from multiple areas together to resolve identified issues.  Location : Mumbai   Shifts : 3 p.m to 12 a.m

Mumbai

Senior Manager - Investment Compliance Monitoring - BFSI 

Senior Manager - Investment Compliance Monitoring - BFSI  ,Job Description for Senior Manager - Investment Compliance Monitoring - BFSI  in Prowess Services in  Mumbai for (8-12) years of experience. Apply Now!

Job Description for Senior Manager - Investment Compliance Monitoring - BFSI  in Prowess Services in  Mumbai for (8-12) years of experience. Apply Now!