Senior Business Auditor - Compliance with Dodd Frank
NOTE: MBA from PREMIER TIER 1 College is a must for this role
Lead client audit engagements, which include planning to execute, directing, and completing financial audits.
- Develop and implement accounting principles and SEC accounting and reporting rules applicable to financial statement presentation.
- Supervise, train and mentor Associate and interns on audit process.
- Research and analyze financial statement and audit related issues.
- Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.
- Supervises junior auditors assigned to engagements providing guidance and overall review of deliverables
- Review the evidence of audit conclusions are ensure they are well-documented
- Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient
- Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression - Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations
Banking operations with a focus on Corporate & Investment Banking, Trade Services, and Securities Business.
- Fair understanding of the Banking regulations such as Dodd Frank regulation, EMIR, Volckers regulation
- Fair understanding of the statutory and regulatory norms applicable to banking business
- Annual risk assessment and audit planning
- Quality initiatives within audit function
- Working on multi-location regional and global audit with a large team.
- Working on Integrated audit
- Monitoring audit recommendations - Statutory and regulatory norms applicable to banking business
- Fluent Command over the English language
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