Manager - SOX Testing/Internal Audit

Role: Manager

Location: Bangalore

Experience: 4 - 7 yrs

CTC: Up to 17 LPA

Shift: UK Shifts

Summary:

- Experience in SOX testing, Internal Audits, Process Risk Reviews, Business Contingency Planning (BCP), Information Risk Management (IRM), etc. In-depth knowledge of SOX compliance is a key requirement.

- This is an Individual Contributor Role within the Global Finance India (GFI) Risk Management team. The incumbent would primarily work with multiple business teams on the Operational Risk agenda, Business Contingency Planning (BCP) & Information Risk agenda.

- In addition, s/he will need to ensure that effective controls are in place across various finance functions in GFI. The responsibilities of the Risk Management group consists of the following:

JD

Operations Risk Management:

Sarbanes Oxley (SOX) compliance:

- Partnering with on-shore stakeholders

- Scoping of SOX controls to be tested

- Testing of controls as per corporate timelines

- Testing documentation and archival

- Updation of testing results in the Corporate ORM tool

- Supporting QA reviews and audit of SOX control

- Semi-annual Risk and Control Self Assessments (RCSAs)

- Process Risk Reviews and Review of Internal Controls

- Track & Publish Risk Metrics & Scorecards

- Ensuring compliance with various control policies (Consecutive Leave Policy, Record Retention Policy, GLRS policy, Funds Transfer Policy etc.)

- Projects and Initiatives on Risk & Control Awareness

- Review & remediation of high-risk manual processes

- Follow-up on open issues & exceptions for remediation & closure

- Drive general awareness and provide trainings around risk & controls

- Coordinate Audits