Internal Audit/Process Audit - Investment Banking Operations

Internal Audit/ Process Audit (Investment Banking Operations)

Position: Internal Audit/ Process Audit (Investment Banking Operations)

Role:

- Responsible for follow-up audit recommendations

- Represent the Global Internal Audit department within the India office by developing key stakeholder relationships and taking responsibility for local Board liaison.

- Work autonomously to deliver a suite of planned audits, including preparation of audit scope coverage and work papers, and managing the completion of the audit within the given time frame.

- Gain exposure to a number of different financial services business channels and jurisdictions, working with the regional Audit teams to execute and/or lead global assignments as required.

- Prepare audit reports and liaise with department heads

Requirements:

- CA/ MBA with Certified Internal Auditor/ FRM/ CFA/ CFE/ CAMS certifications

- 3-6 yrs of process audit experience in the Investment Banking Domain

- Basic understanding of the Banking operations with focus on Corporate & Investment Banking, Trade Services, Securities Business

- Basic knowledge of accounting activities related to consolidation, group reporting, IFRS, trading books of accounts and various control function

- Basic understanding of the statutory and regulatory norms applicable to banking business

- Experience with : Risk based audit methodology, Annual risk assessment and audit planning

- Experience with Report writing

- Good Communication and Presentation Skills

Location: Bangalore

This position is for a Client of Vertex Corporate Services which is a Leading Global Investment Bank