Company - Leading Stock Broking Company.  Position - Head of Compliance and Risk.  Reporting to - CFO.  Location - Mumbai.  Responsibilities -   1) Drive a structured framework for oversight of compliance across group companies.  2) Driving risk awareness and self-assessment and improvement culture across the organization.  3) Strong governance framework with crisp reporting and escalating relevant issues to Board for high level discussions.  4) Leadership on special project / high impact initiatives.  5) Synergize initiatives and learning / best practice across group companies on compliance and risk.  6) Managing relationships with critical external stakeholders including lawyers, consultants and regulators.  7) Networking within the industry to get insights on trade practices / opportunities.  8) Building competency on risk assessments through structured interventions / trainings / workshops.  Qualification:  - Needed : CS/CA/MBA from a reputed university.  - Additional : FRM, LLB.  Experience:  - 10 years of work experience in BFSI (compliance / risk) for a large organization spanning across businesses).  - Preferred sectors - Insurance, Banks, Financial conglomerates.  Interested candidates can apply contact -  Ms. Trupti Malik. Mob - +919029006247

Mumbai

Head - Compliance & Risk - Stock Broking  

Head - Compliance & Risk - Stock Broking   ,Job Description for Head - Compliance & Risk - Stock Broking   in RightMatch HR Services in  Mumbai for (10-15) years of experience. Apply Now!

Job Description for Head - Compliance & Risk - Stock Broking   in RightMatch HR Services in  Mumbai for (10-15) years of experience. Apply Now!