Compliance Manager - Testing & Monitoring - Bank

Responsibilities:

- To manage compliance testing and monitoring programme for the bank

- Monitor the compliance at Branch,Department and Organisation level

- Testing of compliance obligations at Department /CO level covering policy and processes

- Supervise the micro level compliance testing in coordination with Audit department for branches.

- Monitor the submission of all regulatory and statutory returns across the bank

- To assist National Compliance Manager to Provide functional support to internal departments in areas of compliance with regulatory bodies, dissemination of circulars issued by regulators etc

- Provide compliance monitoring trainings to Operations Department and other nodal officers in departments.

- Provide training in compliance testing for Internal Auditors for branch level compliance testing

- Keep abreast of the latest changes, if any, in the regulatory environment pertaining to the SFBs

- Support National Compliance Manager in compliance risk assessment and reporting to board

Desired Profile:

- 5-10 yrs of compliance experience from banks.

- Experience in Monitoring & Auditing is mandatory along with regulatory interaction & dissemination of circulars and testing will be an added advantage

- Excellent communication skills