Associate - Operational Risk - BFSI

5 - 10 Years

Bangalore

Posted 9 years ago

#Risk Management #Compliance #SOX #Internal Audit #Accounts Payable #Operational Risk

Position Overview:

The Corporate Accounts Payable group is responsible for compliance with the Firm-wide control framework across the Corporate Finance businesses. The control agenda includes, but is not limited to:

- Risk and Control Self Assessments

- Active issue management

- Business Resiliency

- Sarbanes Oxley compliance

- User Tools (UT)

- Third Party / Supplier Risk Management

- Internal Audit, Business Process reviews

- People Management

- Client/Stake Holder Management

This position will lead this agenda specifically for the Risk and Controls function (ORM) for Corporate Accounts Payable Group (CAP).

Job Responsibilities:

- Execute the CAP Sarbanes-Oxley (SOX) program: includes partnering with CAP management to identify significant balances/footnotes and associated controls that require SOX scoping. This position also performs management's testing

- Manage the risk and control self-assessment process for multiple CAP business units globally (US, EMEA and APAC). This includes partnering with CAP to identify key risks/controls/ issues, implementing standards, and meeting frequency requirements

- Manage CAP business continuity process: includes partnering with CAP to formalize a resiliency plan, determining acceptable recovery times to meet business/regulatory/legal obligations, and coordinating the testing (in country and out of country) of these plans

- Lead in monthly/quarterly calls with business partners based on a control agenda (e.g., Business Control Committees)

- Coordinate/execute risk-based process reviews and pre/post audit reviews

- Implement Corporate or LOB policies, procedures, or other initiatives related to control enhancements or best practices

- Manage execution of strategic initiatives and projects as needed (e.g. controls around models, User Tools, etc) in partnership with CAP management

- Communicate effectively to CAP management and other control partners

Interested candidates can share their resume or directly reach me @ 96506 03961