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Lakshmi

Consultant at Black Turtle

Last Login: 10 October 2017

Job Views:  
1010
Applications:  33
Recruiter’s Activity:  2

Job Code

484636

Assistant Vice President - Trade Surveillance - Investment Bank

10 - 16 Years.Mumbai
Posted 6 years ago
Posted 6 years ago

- Trade Monitoring and Surveillance function undertakes a program of risk based surveillance to monitor compliance with regulatory and internal policies, standards and procedures.

- The analyst supporting this function will be responsible for conducting daily surveillance of Nomura's trading activities across Equity, Fixed Income, Derivatives and F/X products report to senior management wherever applicable

- The employee will be primarily focused and responsible to monitor and conduct surveillance activities for potential Market Abuse in F/X products ranging from spot, forwards swaps and derivatives etc.

- Escalate appropriately cases for potential market abuse and assist in investigations

- Participate in UAT of upgrade and new models in surveillance systems

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Posted By

user_img

Lakshmi

Consultant at Black Turtle

Last Login: 10 October 2017

Job Views:  
1010
Applications:  33
Recruiter’s Activity:  2

Job Code

484636

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