27/02 Archana Kumari

Views:1844 Applications:123 Rec. Actions:Recruiter Actions:7

WNS - Group Manager - SOX Audit - CA (4-9 yrs)

Pune Job Code: 546038

Operations-Process Related :

We are looking for Qualified CA who has doen SOX Audit and Internal Audit for RTR, PTP / OTC .

- Conduct Gap Analysis - understanding the process (R2R, O2C and P2P) and finding out gaps between the controls followed in practice and the standard controls which need to be followed

- Assess mitigating controls are in place and standard operating process is followed

- Perform substantive testing to evidence the control is effective and is working appropriately

- Conclude the testing effectiveness and report out any deficiencies in - Deficiency-Design- or Deficiency-Operating-

- Work with process/control owners on remediation plan and close mitigating controls

- Below is a high level scope of audit/review work:

- Revenue Recognition

- Revenue recognition, accruals & deferrals policy compliance

- BS Recon checklist, exception reporting

- Commissions & Installments

- Disbursements

- Segregation of Duties

- Approvals & Policy compliance

- Review & controls on vendor master file

- Review of EFT Access

- Disbursement accruals

- Cash Receipts & Fiduciary Processes

- Safe Guarding of Assets

- Cash Receipt recording

- Payroll & Bonus

- Testing of payroll controls

- Financial Book Close

- Reconciliation controls & effectiveness

- Month end checklist

- Inter Company eliminations

- Journal Entry testing

- Fixed Assets

- Bank Accounts


- Consolidate and review-audit findings

- Present audit/risk assessment findings to client stakeholders

- Managing effectively client escalations: No escalation to be pending for more than 8 hours at max. All client & internal Mails to be responded within a TAT of 8 hours

- Client Satisfaction Score (VOC)

- Zero Surprises (Self-Identified Audit Issues, Effective Corrective Actions)

- Effective RCA & Preventive Corrective plans leading to zero repetitive errors

- Timely presence for Client Calls & submission of KPIs/audit findings as per timelines

- SLA Being Met including On & Off Boarding: Downward trend for metric

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.