Wealth Management Role - Operations - CA

Job description:

Job Description: Wealth Management Operation

Designation: - Manager /AVP (For AVP designation Must Require CA)

Experience: - 5 to 12 yrs

Education: - CA/ MBA/ Graduate

Responsibilities:

We are looking for an analytical, customer-focused and diligent team Leader, who will lead the business operation and customer service throughout the customer life cycle for Stock Broking Business. This candidate will work cross-functionally to ensure customer satisfaction and compliance as per regulatory norms.

- Able to build and manage the important functions for HNI/UHNI clients like account opening, pay-in pay-out of securities and funds, modification, margin ,RMS etc.

- Liaising with HNI/UHNI clients and resolving of client queries within the provided TAT.

- Compilation and verification of portfolio of clients and sending periodic Client Statements and portfolio.

- Co-ordination with Internal Teams like KYC, DP, Settlement and Compliance etc. for day to day operations.

- Understanding of equity, derivative, currency, mutual funds, IPO and other financial products.

- Should have knowledge and understanding of basic regulatory requirements of stock broking company and how to meet these on a day-to-day basis.

- Mentor and monitor team to ensure high level of accuracy and timely execution.

- Strong communication and interpersonal skills to ensure timely resolution of client queries and built healthy and strong relations with clients.

- Also accountable to ensure that all service standards which are committed to Clients are met without any hindrance and also to introduce best industry practices.

- Knowledge of Mutual fund, IPO and other products.

- Knowledge of PMS is added value.