Recruitment Specialist - Investment Banking at Black Turtle
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VP - Compliance Product Officer - Independent Compliance Risk Management - Investment Banking (10-20 yrs)
VP - Compliance Product Officer( Independent Compliance Risk Management) for Gurgaon loaction
We have an opening for leading IB based in Gurgaon for VP - ICRM ( Independent Compliance Risk Management).
Key activities include:
- Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
- 2nd line of defense oversight for US Consumer Banking Operations, performing monitoring of key compliance risk and controls to ensure adherence to applicable policies and regulatory requirements.
- Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.
- Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.
- Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements.
If you find it suitable or if you have any reference for this position, Kindly share CV with Below detail :
Current Company :
Current Designation : ___________ Since ________
Current CTC :
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Reporting to :
Handling a team of :
Dir: +9122 66848569 / Mobile Number - 8454843560
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