Vice President - Regulatory Reporting

Key Roles & Responsibilities

Regulatory Compliance and Change Management:

- Identify and drive regulatory change implementation (covering policy/process/system adaption)

- Comprehensive collation and validation of data/ information (sought by regulators pre, during and/ or post Regulatory inspection)

- Identify and drive remediation for gaps/ improvement areas identified during Inspection as well as Compliance Testing

- Act as single point for escalations, controls, key process and risk indicators in supporting the Risk department's regulatory governance and compliance agenda

- Assist in evaluation of adequacy and effectiveness of regulatory reporting policies, processes and controls and develop and manage effective change management process

Regulatory Reporting Oversight and Management :

- End to end management of submission of regulatory reports/ returns under ownership of Risk Department to ensure that all regulatory reporting obligations are fulfilled, gaps and issues are highlighted with analysis and appropriate remediation implemented

- Lead risk reporting related transformation projects including project management tasks, including development of project charters, project plans, and status updates reports as well as overall project monitoring.

- Partner with regulatory compliance teams to understand and document Risk department's regulatory reporting requirements, ensuring that such requirements are actioned with relevant business, data and engineering teams.

- Support in implementation and maintenance of end-to-end processes around report creation and delivery, and support in documentation of regulatory reporting requirement controls, ensuring they are auditable

Essential Requirement :

- Minimum 10-18 years of relevant regulatory assurance and regulatory reporting experience in risk governance/ CRO office / compliance teams inleading banks/NBFCs in India

- In-depth knowledge and understanding of retail lending industry and regulatory compliance obligations for banks/NBFCs in India

- Experience of leading delivery of ongoing Regulatory Reporting projects/programs in retail lending financial services will be an absolute plus

- Problem solving abilities, attention to detail, strong analytics skills and auditing skills with a zeal to dabble with multiple data sources and multiple stakeholders

- Ability to work efficiently and independently in a fast paced, agile environment in multiple stakeholder settings

- Continuous learning mindset and strong communication skills