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14/05 Pratibha
HR at New Era

Views:648 Applications:189 Rec. Actions:Recruiter Actions:10

Vice President - Regulatory Compliance Risks - BFSI (12-18 yrs)

Bangalore Job Code: 925087

- Scan for legal and regulatory instruments issued by relevant authorities, including laws, subsidiary legislations, directions, guidelines, codes, practice notes, circulars and information papers

- Prepare the legal and regulatory instruments received for dissemination within the day e.g. summarise the information, propose risk rating, etc

- Establish procedures to ensure adherence to policies and manage RC risk

- Provide RC support in Global and Regional projects as part of the Compliance Transformation Programme

- Support Group and Regional conduct programmes and implementation of local regulatory requirement e.g. lead implementation and coordinate for banks including preparation of response on advisory work

- The responsibilities may change from time to time according to directions from the Group, Region or authorities and not limited to those described in the Role Purpose

- Degree/Master or equivalent professional qualification preferably in Law, Accounting, Management or Finance, or similar fields

- Total 12+ years of experience with more than 6 years of experience working in Compliance including providing advice on regulations

- Good understanding in risk management or regulatory compliance risks

- Previous experience in an audit or assurance role is an advantage

- Good technical knowledge in relation to RC systems and processes

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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