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01/05 Kavita Tiwari
Manager - Talent Acquisition at Talentiser

Views:586 Applications:138 Rec. Actions:Recruiter Actions:0

Vice President - Regulatory Compliance & Legal - FinTech (7-15 yrs)

Mumbai Job Code: 819901

we are hiring for VP_Regulatory compliance & Legal with well known fintech based at mumbai.:

Position: VP_Regulatory compliance & Legal


company: well Known Fintech

Job Responsibilities:

Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage the day-to-day operations of the Program.

- Extensive experience in dealing with regulators and supervisors

- Experience in managing a licensed company from a legal and compliance perspective

- Strong management and team leadership skills. Able to develop and train a legal and compliance team.

- Experience in running legal and regulatory risk management and compliance programs

- Keep track of and disseminate updates on regulatory and other statutory requirements on an ongoing basis to prevent violations thereof.

- Establish and maintain a robust monitoring mechanism to keep abreast of the status of compliance activities of all departments within the Company. Prepare compliance status reports on a regular basis to keep the management informed of the operation and progress of compliance efforts.

- Collaborate with cross-functional teams to facilitate implementation of compliance requirements at all levels of the organization and to direct compliance issues to existing channels for resolution.

- Highlight alleged violations of IRDAI laws, rules and regulations and recommend procedures for corrective action

- Prepare and file statutory documents and timely reporting with the Regulators (IRDAI)

- Maintain and organize compliance records in consonance with internal control and audit mechanisms

- Set industry benchmark in IRDAI compliances and set up the Company for credibility and recognition in the Insurance Intermediaries ecosystem, including the regulator and competition.

Women-friendly workplace:

Maternity and Paternity Benefits

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