Vice President - Operations Audit - BFSI/KPO

Qualification:

- CA/ MBA with 11+ years of experience, primarily in leading Internal Audits in the Banking and Financial Services Industry (preferably Capital Markets related), OR CA/ MBA with experience of 11+ years of managing Capital Market related Operations processes with a good grasp of risk and control aspects. Some understanding of Compliance and/ or Fintech initiatives within BFSI would be desirable

Role & Responsibilities:

- Leading internal audits of Capital Markets business processes within Divisions such as Operations and Global Markets with limited or no guidance. Identifying risks, control gaps, thematic issues, etc and communicating to Senior Management in an efficacious manner

- Effectively managing the entire audit process from planning and fieldwork till report issuance and issue validation

- Identifying and escalating potential risks in a timely and efficacious manner, and advising remediation measures where required

- Independently performing risk assessments and monitoring performance and developments on a continual basis, and to provide incisive inputs into formulation of the Audit plan

- Participating in critical Divisional and Firm wide initiatives