We are currently hiring for one of leading Investment Bank in Pune for their Operational Risk & Controls Team.

Looking for only DIVERSITY(ONLY FEMALES) candidates

Looking for people who are currently a Vice President

CA Mandate

Description :

- The individual would be responsible for managing the Pune Assurance team ensuring delivery of the teams- overall objectives. The incumbent should be an assurance focused professional with strong ability to lead a team which provides a greater level of assurance around core controls including Balance Sheet and SOX controls through regular substantive testing to:

- Assess adherence to relevant General Ledger polices of the bank by account owners for the purpose of periodic sign off that they perform

- Assess alignment to relevant SOX polices of by control owners/performers

- Assess adherence to the defined roles and responsibilities within Global operation's various line groups and across other departments (including internal controls, supervisory and regulatory frameworks) and provide reporting of results/output

- Includes regular repeating testing cycles as well as more ad-hoc and customized testing approaches and reviews. There should be sufficient focus on proactive identification of solutions for risk areas to mitigate potential errors before they occur.

- Achieved as part of the Global Assurance team who have a mission to - Drive compliance with core control standards through better risk understanding and ownership at all levels- .

- May be required to coordinate with (Operations Control & Risk) colleagues to assist in other areas such as standards development and training / content, etc.

The core responsibilities assigned to this role will include :

- Strategizing (along with Global Head of Assurance) the Annual Global Assurance Plan

- Planning and allocating resources for scheduled and ad hoc activities of the team and ensuring effective and efficient resource utilisation within the team through appropriate supervision

- Continuous tracking of QARs (Quality Assurance Reviews) and Tests performed to ensure smooth achievement of yearly targets

- Supervising the QAR execution and reporting to Senior Management

- Regular meetings with the Regional and Global OC&R teams to share key issues

- Discussing QARs with Operations Senior Management and highlighting key risk areas observed during oversight

- Liaising with business partners i.e. Group Finance Op Risk & Control, OC&R Risk Framework & Oversight, Internal Audit etc. on Assurance issues;

- Communicating key QAR themes to build awareness of expected standards within Group Operations;

- Supporting other Global QAR initiatives on regular basis;

Experience & Qualifications:

- Qualified Chartered Accountant with 12+ years post qualification experience in financial accounting, internal or statutory audits preferably in a capital markets environment

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