Roles & Responsibilities:
- Role include loan documentation, closing and funding, payment and fee processing, syndication loan and trade processing, credit administration and collateral perfection and management.
- Evaluate and perform an end-to-end analysis of the WLS / CB program's risk and control environment.
- Work closely with the transformation and innovation along with the technology teams to implement a controls led transformation strategy for optimum risk management.
- Design and implement controls that are designed effectively and operate efficiently.
- Liaise effectively with stakeholders, internal and external auditors, 2LOD, GCC controls and regulators & drive conversations related to issues and MRAs identified.
- Monitor compliance of policies and procedures relative to operational and regulatory risk exposure
- Development and document Control & Operational Risk Evaluation mapping through participation in end-to-end process walkthroughs and deep dives with program/project managers
- Drive in building a proactive Risk culture and conduct training and awareness around risk management and mitigation (transaction life cycle, risk reporting, SOX, etc.)
Requirements:
- Bachelor's Degree with a minimum 11+ years relevant Banking and Financial Services experience
- Risk Certifications such as ORM/ PRM/ APRM/ CIA/ CRISC/ CORM will be preferred
- Lean/ Six Sigma knowledge and experience will be an added advantage
- Experience in driving risk based process improvement
- Establish and reinforce control governance and reporting
- Review Key Risk Indicator framework to ensure appropriateness of Metrics and KPIs
- Liaise effectively with stakeholders, internal and external auditors, 2LOD, GCC controls and regulators & drive conversations related to issues and MRAs identified.
- Monitor compliance of policies and procedures relative to operational and regulatory risk exposure
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