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28/04 Pushkaraj Ramesh Sawant
Quantitative Finance Recruiter at Black Turtle India Pvt. Ltd.

Views:36366 Applications:313 Rec. Actions:Recruiter Actions:23

Vice President - Investment Breaches - BFSI (9-15 yrs)

Mumbai Job Code: 445892

We are looking for a candidate who is having Strong exposure on advising Clients for their Investments and doing compliance checks for Investment Portfolios for Clients.

Key Accountabilities/Major Responsibilities :

This role will incorporate the following :

Client Focused :

Provided with a set of clients, this position would be responsible for :

- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.

- Manages diverse stakeholders across different regions and functions including Onshore Operations and OSD teams. Ensure appropriate governance models are established and are driven on a monthly basis.

- Interface with onshore Operations and the Operations Service Delivery (OSD) teams on a continual basis.

- Providing innovative solutions to client reporting requirements using existing tools.

- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.

- Scope client requirements against that of the system and perform maintenance to the client's account.

- Keep upto date with industry practice, product development and evolving regulations.

- Invest in creating subject matter expertise in significantly analytical/complex set of functions.

- Strong control mindset and ability to weave through processes and identify risk and remediate as appropriate.

- Ensure that s/he is able to become a strong subject matter expert on the compliance function.

- Provides a strong path to individuals within the 15+ team and is able to guide/mentor as appropriate.

- Is able to contribute towards the evolution of the team and expected growth. Is able to provide the correct vision to the team and partner sites in an effective manner.

- Is or can eventually become an SME in the process and deliver training sessions and act as a strong - go-to- person in the team & with partners.

- Is able to navigate significantly complex conversations with stakeholders and provide creative and viable solutions.

- Works well with partners- needs to work with several internal and onshore partners and ensure achievement of mutual objectives.

Technically Focused :

- Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.

- Agreeing reporting criteria with the OSD teams

- Logical, problem-solving, technical person would be ideally suited.

- Good background in reporting functions & able to provide solutions to complex asks from end-clients.

The successful candidate will need to either have, or swiftly acquire, knowledge of a myriad of financial instruments, including derivatives.

Qualifications/Experience/Knowledge :

Knowledge and Experience Required :

- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.

- Qualification involving financial instruments beneficial.

The successful candidate would have at least two of the following key attributes, demonstrated by suitable experience :

- Strong client servicing experience

- Report writing experience, ideally with logic-based database systems

- Excellent financial market and instrument knowledge

- Compliance reporting product knowledge

All candidates must have :

- Excellent written and verbal communication

- Strong analytical, organisational and problem solving skills

- PC literacy, especially in Microsoft- Excel

- Flexibility to work in different shifts and regional models

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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