Partner at Symphoni HR
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Vice President - Employee Trading Compliance & Personal Account Dealings - Legal & Compliance Team - Bank (9-16 yrs)
Our client, a leading global bank is looking for VP - Employee Trading Compliance & Personal Account Dealings for its Legal & Compliance team in Mumbai.
- The role will assume the leadership position in a team to monitor personal investing and account dealings of employees, and make sure these activities are in accordance with regulatory norms and the bank's compliance policy.
- The candidate should come with 10+ years exp in compliance in a global financial institution
- Substantial experience in employee trading compliance, Account dealings
- Work with teams for violations or matters identified
- Should have team leadership experience with excellent communication skills.