UBS - Lead - Senior Audit Manager - Internal Quality Assurance - UBS Career Comeback

Your role :

Been out of the workforce for two or more years and ready to come back? Already built a career in financial services (or in a transferable role) and want to take the next step on your career path?

We recognize the added value that experienced talent brings into our workplace. And we also know that it's not always easy to find the right work opportunity after a career break. That's where UBS Career Comeback comes in - to help make the transition back to work a success. Find out more about the program under ubs.com/careercomeback.

Are you a sharp evaluator of risk ? Can you investigate complex situations, identify concerns and propose solutions?

We- re looking for Sr. Audit Manager to :

- conduct and lead reviews of audits across all audit divisions / functions, as well as Group Internal Audit (GIA) key processes and infrastructure. Special focus on Risk, Valuations and IB / Wealth Management

- provide practical, innovative and value-added solutions to issues identified, thereby contributing to enhance the quality and effectiveness of key GIA processes

- build and maintain strong relationships with key GIA stakeholders and increase impact by influencing change

- represent IQA at local and global GIA management meetings, e.g. sharing review outcomes and actions

- actively support coaching, development planning and training, including providing feedback to RAs, RMs and EC members during audit reviews, delivering targeted workshops / practice sessions on IQA results, and supporting GIA training programs (e.g. by reviewing materials)

Your team :

You will be working in GIA team. GIA's role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.

We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department.

IQA's role, as an independent function, is to assist GIA in operating in line with its charter and strategy, as well as the IIA Standards and Code of Ethics. We do this by assessing key GIA processes and infrastructure, conducting audit reviews and collecting feedback from GIA's stakeholders via feedback surveys and interviews. We are independent in our work and report directly to the Head of GIA.

This position is based in Airoli, Navi Mumbai.

Your expertise :

- a university degree and intellectual curiosity

- experience (10 years) in audit, compliance or internal risk management areas within the financial industry (minimum 5 years in internal audit)

- strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods

- a detailed understanding of banking operations and local as well as key global industry regulations as well a quantitative approach to problem solving

- strong verbal and written communication skills, including ability to challenge senior stakeholders

- risk audit, Valuations audit and / or IB/WM audit experience

- reliable when working independently, with sound judgment for when to escalate issues

- risk focused, and capable of using data analytics to gain insights