Recruiter at RDQ Tradingswala Technologies LTD.
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Tradingswala - Compliance Officer - Stock Broking (8-10 yrs)
Compliance Officer ||BFSI/Stock Broking ||Kolkata
Job Summary :
RDQ Group is looking for an experienced Compliance Officer to join our team!
Responsibilities and Duties :
- The candidate should possess expert knowledge and has rich experience in compliance and regulatory issues in the capital market -Investment advisory, Mutual fund distribution business, stock broking and research analyst, etc.
- Would have to regularly liaise, communicate, making correspondence with SEBI and other regulatory bodies in matters relating to record keeping and adhering to SEBI regulations
- Should have good to excellent drafting skills
- Accounting, taxation and audit experience will be highly preferred
Required Experience, Skills and Qualifications :
- Minimum 8-10 years of experience in matters related to capital market and SEBI regulations
- CA/CS/M. Com/MBA/LLB/LLM/Others
- Age Limit- Up to 45years.
- Interested candidates who can join us immediately are preferred.
You may connect with us at 033-68260920 /7605022860
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