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19/07 Ritti Mondal
Recruiter at RDQ Tradingswala Technologies LTD.

Views:45 Applications:9 Rec. Actions:Recruiter Actions:1

Tradingswala - Compliance Officer - Stock Broking (8-10 yrs)

Kolkata Job Code: 1127592

Compliance Officer ||BFSI/Stock Broking ||Kolkata


Job Summary :

RDQ Group is looking for an experienced Compliance Officer to join our team!

Responsibilities and Duties :

- The candidate should possess expert knowledge and has rich experience in compliance and regulatory issues in the capital market -Investment advisory, Mutual fund distribution business, stock broking and research analyst, etc.

- Would have to regularly liaise, communicate, making correspondence with SEBI and other regulatory bodies in matters relating to record keeping and adhering to SEBI regulations

- Should have good to excellent drafting skills

- Accounting, taxation and audit experience will be highly preferred

Required Experience, Skills and Qualifications :

- Minimum 8-10 years of experience in matters related to capital market and SEBI regulations

- CA/CS/M. Com/MBA/LLB/LLM/Others

- Age Limit- Up to 45years.

- Interested candidates who can join us immediately are preferred.

You may connect with us at 033-68260920 /7605022860

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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