Trade Surveillance Role - Investment Bank

Job opportunity with Leading Investment Bank

Experience : 12- 17 Yrs

Location : Mumbai

Requirement :

- Managing trade surveillance (Non-Market Abuse) team who review exception reports on daily basis, identify issues and escalate for appropriate corrective action

- Work with team to identify risks, define controls, implement key non-financial risk metrics and assessing the effectiveness of the control environment

- Ability to analyze a process and recommend ways to improve quality, controls, and efficiency

- Delivery and monitoring of key risk/management indicators, delivery of management reporting

- Provide expert support and advice to the business on risk identification and issue management

- Facilitate cross functional teams, facilitate discussions on control design and/or issue remediation to ensure corresponding actions will effectively remediate and be evidenced

- Act as the primary interface with key ISG business partners and provide regular updates on the status of the risk and controls framework execution