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04/05 HR
HR - Talent Acquisition at Pioneer Financial & Management Services Ltd

Views:5716 Applications:281 Rec. Actions:Recruiter Actions:55

Team Leader - Regulatory Reporting - Investment Bank (7-10 yrs)

Mumbai Job Code: 1089477

We are looking for a Team Leader - Regulatory Reporting.


- Looking for pure operational person who takes care of regulatory reporting

- Must have Transactional Regulatory reporting experience for global market / capital market product.

- Must be a Team leader in his current role (Work allocation and feedback)

Shift: APAC shift

1. Perform independent controls in order to strengthen the regulatory reporting control framework

2. Perform day-to-day post submission controls on the regulatory reports

3. Perform reconciliation of Regulatory Reports vis a vis source data / other reports and analyze all resulting breaks.

4. Communicate breaks to the concerned teams for resolution.

5. Follow-up with concerned teams till the resolution of communicated breaks.

Main drivers are client service quality, independent control, operational risk safety and cost efficiency.

6. Various controls will have to be performed on these reports (in a given timeline/cut-off time)

7. Each report will have a defined set of controls which could include :

8. Variation compared to previous report

9. Consistency check across the report (or compared to another report which include same or similar data)

10. Reconciliation with another source of Data

- Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks.

- Keep track of all breaks in order to report KPI of daily/weekly activities

- Any delay in the control process need to be reported to the concerned ITO team.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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