Portfolio Compliance Coding, Monitoring, Trade Surveillance and Alert Management job opportunity in Mumbai and Bangalore with a Leading MNC for a professional holding at least 4 to 12 years experience in updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. You will utilize your experience in Coding that involves setting up client & compliance regulations in systems to enable effective monitoring of guidelines and monitoring requires managing the alerts, breaches generated pre/ post trade as a result of trades/ non-trading actions and communicating effectively with various stakeholders. If this sounds exciting, apply with us. LOCATION : Mumbai/Bangalore YOUR EMPLOYER: A leading, global firm with a distinguished clientele providing extensive financial and asset management services. RESPONSIBILITIES: Coding - New account coding, reviews &amp; revisions including on-boarding activities. - Review new data analytics and update compliance platforms - Understand and setup rules as per ratings agencies - Identification of coding issues. - Maintenance of Legal &amp; Compliance approved &amp; restricted lists. - Counterparty maintenance. - Work on Rule coding standardization across supported regions. - Perform periodic reviews of account coding to ensure accuracy &amp; consistency. - Setting up trading brokers and counterparty Limits, exposure as per IMA - Evaluate coding accuracy &amp; communicate in case of any discrepancy. - Partner with monitoring team to reduces false breaches and manually monitored guidelines. - Lead Governance meetings with stakeholders - Participate in local and global Projects - Product Lead and People Management Monitoring - Post-trade violation investigation &amp; resolution - Classification of Active v/s Passive breach - Assistance with Client certifications/ attestations. - Additional review of regulatory breaches around UCITS and 1940 ACT regulations - Classification of Fund Portfolio investments - Manual test execution as per defined periodicity. - Perform Annual account review - Coordinating with Portfolio managers and Investment specialists for fund breaches - Execute Client service group duties and coordinate between various portfolio managers - Lead Governance meetings with stakeholders - Participate in local and global Projects - Product Lead and People Management REQUIREMENTS: - 4-12 years of work experience of Portfolio Guidelines Coding/ Monitoring. - 5+ years in people management role. - Expert level skills trade compliance applications such as LZ Sentinel, Charles River, Aladdin (Compliance), SimCorp Dimension, ThinkFolio. - Professional level understanding of 1940 Act, UCITS Regulations or ERISA will be added advantage. - Strong analytical, prioritization, organizational, multi-tasking and detail orientation skills - Excellent communication skills. WHAT IS IN STORE FOR YOU? - An opportunity to define, work and coordinate the operations of the company. - An opportunity to work with a diverse nature of business and the global markets.

Mumbai

Bangalore

Team Lead/Manager/AVP - Portfolio Compliance - Coding & Monitoring/Trade Surveillance & Alert Management 

Team Lead/Manager/AVP - Portfolio Compliance - Coding & Monitoring/Trade Surveillance & Alert Management  ,Job Description for Team Lead/Manager/AVP - Portfolio Compliance - Coding & Monitoring/Trade Surveillance & Alert Management  in Crescendo Global in  Mumbai Bangalore for (4-12) years of experience. Apply Now!

Job Description for Team Lead/Manager/AVP - Portfolio Compliance - Coding & Monitoring/Trade Surveillance & Alert Management  in Crescendo Global in  Mumbai Bangalore for (4-12) years of experience. Apply Now!