HR - Talent Acquisition at Pioneer Financial & Management Services Ltd
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Team Lead - KYC - Investment Bank (7-10 yrs)
Job opening for below with a leading french investment bank.
Role: Team Leader KYC
Specifications: KYC, Onboarding, AML
Experience: 7 -10 yrs
Work Location: Mumbai - Malad East
Employment Mode: Permanent
- Preparation of Compliance Documents for recertification
- Recertify the KYC forms (Due Diligence Package) for completion,
- Obtain mandatory documents and reports as per KYC requirements
- Perform necessary checks (3rd parties, website, stock exchange) to complete the recertification of the KYC, including checks against local and global blacklists.
- Direct SBO contacts to collect missing documents, opinions and sign off
- Get KYC forms and mandatory documents validated by Business Line / Coverage in charge.
- Ensure data and documents are entered (scanned and archived) into systems properly
- Ensure client files pass all quality and control reviews
- Upon approval forward Due Diligence Information to Static Data Team for maintenance
- Escalate concerns/issues as needed
- Communicate within the team, Compliance, the business and IT
- Strong knowledge of the on-boarding/ KYC process for CIB
- Strong knowledge of the global and local regulations regarding company structures, AML and financial markets.
- Fluent in English
- Team player
- IT literate and familiar with Microsoft Office (Excel to macro level), Powerpoint
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