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18/04 HR
HR - Talent Acquisition at Pioneer Financial & Management Services Ltd

Views:2262 Applications:95 Rec. Actions:Recruiter Actions:4

Team Lead - KYC - Investment Bank (7-10 yrs)

Mumbai Job Code: 688349

Job opening for below with a leading french investment bank.

Role: Team Leader KYC

Specifications: KYC, Onboarding, AML

Experience: 7 -10 yrs

Work Location: Mumbai - Malad East

Employment Mode: Permanent

Job Description:

- Preparation of Compliance Documents for recertification

- Recertify the KYC forms (Due Diligence Package) for completion,

- Obtain mandatory documents and reports as per KYC requirements

- Perform necessary checks (3rd parties, website, stock exchange) to complete the recertification of the KYC, including checks against local and global blacklists.

- Direct SBO contacts to collect missing documents, opinions and sign off

- Get KYC forms and mandatory documents validated by Business Line / Coverage in charge.

- Ensure data and documents are entered (scanned and archived) into systems properly

- Ensure client files pass all quality and control reviews

- Upon approval forward Due Diligence Information to Static Data Team for maintenance

- Escalate concerns/issues as needed

- Communicate within the team, Compliance, the business and IT

Other Functions:

- Strong knowledge of the on-boarding/ KYC process for CIB

- Strong knowledge of the global and local regulations regarding company structures, AML and financial markets.

- Fluent in English

- Team player

- IT literate and familiar with Microsoft Office (Excel to macro level), Powerpoint

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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