Team Lead - KYC - Investment Bank

Job opening for below with a leading french investment bank.

Role: Team Leader KYC

Specifications: KYC, Onboarding, AML

Experience: 7 -10 yrs

Work Location: Mumbai - Malad East

Employment Mode: Permanent

Job Description:

- Preparation of Compliance Documents for recertification

- Recertify the KYC forms (Due Diligence Package) for completion,

- Obtain mandatory documents and reports as per KYC requirements

- Perform necessary checks (3rd parties, website, stock exchange) to complete the recertification of the KYC, including checks against local and global blacklists.

- Direct SBO contacts to collect missing documents, opinions and sign off

- Get KYC forms and mandatory documents validated by Business Line / Coverage in charge.

- Ensure data and documents are entered (scanned and archived) into systems properly

- Ensure client files pass all quality and control reviews

- Upon approval forward Due Diligence Information to Static Data Team for maintenance

- Escalate concerns / issues as needed

- Communicate within the team, Compliance, the business and IT

Other Functions:

- Strong knowledge of the on-boarding/ KYC process for CIB

- Strong knowledge of the global and local regulations regarding company structures, AML and financial markets.

- Fluent in English

- Team player

- IT literate and familiar with Microsoft Office (Excel to macro level), Powerpoint