Company : A leading NBFC  Location : Mumbai  Role : Team Lead/Cheif Manager - Compliance-   Job Description :   - Incharge and responsible of compliance function for all Group Companies (Financial Entites)  - Exposure to RBI regulations relating to All NBFCs under the company  - SEBI Debt listing agreement, SEBI Prevention of Money Laundering regulations (- PMLA- ), SEBI Insider Trading regulation and other applicable regulations/acts. National Housing Bank (NHB) Act, Housing Finance Companies directions, FEMA, PMLA, SEBI Portfolio Managers Regulations, SEBI Advisory regulations, SEBI Insider Trading Regulations, SEBI Takeover Code, laws/ regulations etc.  - Dealing with RBI/ NHB/ SEBI/ DFSA (regulator), interaction with RBI/ NHB/ SEBI/ DFSA Inspectors, internal/statutory auditors, issue clarifications on various compliance related matters.  - Implementing and monitoring of Manuals/ Policies of the Company and updating. management on recent developments in the industry including regulatory changes.  - Creating on-going awareness of compliance and risk management within the system.  - Setting and meeting KPIs of the department, budgets for the department.  - Representing the Corporate/ department in various forums, discussion papers.  - Attending and ensuring closure of investor complaints received from the Regulators.  Requirement:  A qualified CS professional.  Forum Shah Skillventory

Mumbai

Team Lead - Compliance - CS - NBFC 

Team Lead - Compliance - CS - NBFC  ,Job Description for Team Lead - Compliance - CS - NBFC  in SkillVentory in  Mumbai for (6-12) years of experience. Apply Now!

Job Description for Team Lead - Compliance - CS - NBFC  in SkillVentory in  Mumbai for (6-12) years of experience. Apply Now!