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04/10 Sheirry Singh
Project Manager at Huquo

Views:216 Applications:15 Rec. Actions:Recruiter Actions:2

Surveillance Officer - BFS (3-5 yrs)

Noida Job Code: 987341

Job Description :


- Managing surveillance processes, such as designing, testing and calibrating surveillance models.

- Demonstrate knowledge of the compliance monitoring & surveillance methodology

- Working on implementation of new markets to surveillance tools, and identifying, articulating and solving data issues that arise

- Responsibility of daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.

- Assisting with responding to regulatory requests for information.

- Identify real-time process improvements and suggest resolutions when applicable.

- Reviewing and drafting internal procedures, policies and guidance where required.

- Perform day-to-day activities like, Position Reconciliation, Positions Management etc.

- Provide necessary inputs to develop a system in New Exchange.

- Ability Trade/ Hedge Positions, whenever Required .

- Can help to manage other Routine Jobs .

- Responsible for Post Trade Analysis.

- Track changes to be implemented / Check new circulars etc.

- Can Automate some Routine Tasks for smooth operations

Skill required :

- At least 3 to 5 years of experience in a trade surveillance role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).

- Experience in project management and good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.

- Proactive, ability to give strong attention to detail, and solid knowledge of financial markets.

- The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed.

- Excellent written and verbal communication skills.

- Strong Microsoft Excel/Google Sheet knowledge and skills.

- Working knowledge of coding languages such as SQL and Python.

- Some exposure to technical aspects of high frequency/algorithmic trading

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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