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Managing Partner at TenHeads Consultants
Views:120 Applications:29 Rec. Actions:Recruiter Actions:9
Startup Analyst - Process - BFS (6-15 yrs)
Defining Processes
- Resolving process query from ground teams
- Prepare process notes at suitable frequency. This would also include KYC Circulars / FAQ's / delegation matrix
- Obtaining feedback on the existing processes and improvising the existing process
- Maintain repository of all processes and policies
- Incorporate sales team feedback to improve processes
- Customer communication for any process related change
- One-point contact for various requirements
- Coordinate with central compliance for exception approvals /clarifications required
- Work with product team on identifying identifiers for regulatory reporting
- Support & guide all CPU's & WBO's on queries concerning documentation / process
- Incorporate sales team feedback to improve processes
- Implementation of KYC / Re KYC and AML
- Conduct training for ground team and RPMs
Compliance - Ensure appropriate & timely responses on queries that may be raised by Regulator / Regulatory by coordination with various stake holders
- Provide support for projects for any specific compliance drive such as ReKYC, AML etc.
- Ensure process supportfor observations raised by audit team/ compliance testing
- Preparing global mailers for any compliance changes
Educational Qualifications (examples listed below)
Key Skills
- Post-Graduation - Detailed understanding of non-individual compliance/process requirements
- Strong Analytical Skills
- Banking Product & Process Knowledge
- Strong oral and written Communication
- Disciplined working style to follow-up aggressively and close the loop
This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.
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