- The role would have accountability for overall performance of the entire Controls testing process, stakeholder engagement, productivity, seamless service delivery, quality and effective people engagement and would be measured on the overall effectiveness of the process. Additionally, the manager will assist with adhoc and special projects. - In this role, the Manager has the opportunity to deliver on completion of testing to support 2nd LOD opinions while identifying risks that could impede the scalability of operations. This person will play an important role in working with various depts. to deliver solutions for challenges faced by the growth of the organization. Primary Responsibilities : - Assumes responsibility as Lead tester for assigned key controls in the respective process areas and provides advisory and consulting services to management under the direction of their supervisor, including : - Review narratives, flowcharts, and risk control matrix to validate their accurately describe the processes and related controls. - Coordinate, participate, and document walkthroughs to capture the initiation of a transaction/ process steps. Interact with 1st LOD to obtain the necessary information to complete the walkthrough/testing. Verify the risks are being mitigated, the control is designed appropriately, and the control is operating as designed to mitigate the related risk. Identify gaps where controls may be needed and verify issues exist before documenting observations. Communication issues to supervisor upon identification. - Coordinate and complete control testing for the initial, roll forward, and remediation phases. Testing includes, obtaining populations and validating the completeness and accuracy, making samples selections based on ERM sampling methodology, and performing appropriate testing steps to confirm the control is operating as designed and related data is complete and accurate. - In connection with testing, you may guide an analyst or Lead. At the direction of your supervisor, create new test steps and make updates to existing steps to confirm effective and efficient testing procedures. Work with the business closely to complete testing based on scheduled due dates. Identify and verify controls issues exist before documenting observations. Communication issues to supervisor upon identification. - Assist with testing status and result reporting weekly, monthly, and quarterly. - Assist with adhoc and special projects to ensure internal controls compliance as necessary. - Update and maintain all testing related artifacts including narratives, flowcharts, and risk control matrix with the requests of the business - Coordinate with the business to set up walkthroughs and obtain testing support as needed - Clearly document walkthrough and testing procedures performed, issues identified, and report issues to supervisor - Guide analyst and leads to complete testing needs - Assist your supervisor with communicating deficiencies, reviewing responses for validity, and tracking remediation efforts - Track status to the plan and report delays to supervisor and assist with management reporting - Provide recommended changes to controls if underlying processes have changed or new items / risks added to the business in an advisory function - Assist with internal and external audit requests and respond to follow up questions timely - At the direction of your supervisor, assist with special projects to ensure internal controls over financial reporting compliance is obtained

Bangalore

Silicon Valley Bank - Manager - Business & Operation Controls 

Silicon Valley Bank - Manager - Business & Operation Controls  ,Job Description for Silicon Valley Bank - Manager - Business & Operation Controls  in SVB Global Services India LLP in  Bangalore for (8-10) years of experience. Apply Now!

Job Description for Silicon Valley Bank - Manager - Business & Operation Controls  in SVB Global Services India LLP in  Bangalore for (8-10) years of experience. Apply Now!