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AM - HR at Sharekhan Ltd
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Sharekhan - AVP - Compliance/Regulatory Compliance (10-15 yrs)
Job Description :
- RBI compliance's with respect to NBFC, including monthly/ periodical filing of returns, data submission with RBI as per guidelines and circulars issued by RBI from time to time
- Drafting of policies taking into consideration any new regulations and circulars issued by RBI in respect to NBFC
- Ensuring policies of the company incorporating the changes in the circular issued by RBI site in respect to NBFC
- Reviewing product /process and new business models from regulatory point of view and advising on the same
- In-house advice on all regulatory issues and identifying possible concerns from a regulatory affairs perspective & suggest necessary proactive measures in a timely manner
- Handling RBI Inspection, producing relevant documents/details to officials on time, reply to draft observations, ensuring no adverse comments in the inspection report
- Conduct and plan compliance & process visits Pan India
- Identify discrepancies during branch visit.
- Train and guide the team in process and the areas of compliance
- To observe and capture the compliance alerts
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