Senior Manager - On-boarding - Corporate/FPI/FDI/MF/AIF/PMS/Trust/NRI/Retail Accounts - Trading

1. The role is responsible for on boarding of Corporate/FPI/FDI/MF/AIF/PMS/Trust/NRI/Retail accounts for Trading setup

2. Maintaining client data, managing client queries, handling documentation, conducting necessary client due diligence to minimize any potential risk / liability, Develop system / process to track process efficiency

3. Handling client documentation as per checklist to ensure smooth onboarding of Institutional equities

4. Ensuring compliance of SEBI regulations while onboarding new clients

5. Handling day to day client queries and attending all escalated issues from internal and external clients

6. Good knowledge of NSE/BSE UCC portal for fresh & modification

7. Good Knowledge of KRA upload, download & modification request.

8. Good Knowledge of CKYC for upload & downloading the clients details as per exchange requirements.

Requirements:-

1. 6 to 10 Years with any of the Brokers

2. Basic Understanding Broking, Custody & Clearing Businesses

3. Understanding business and regulatory reporting requirements

4. Knowledge of various due diligence tools available