Senior Manager - Non Financial Regulatory Reporting - Investment Bank

Responsibilities :

- Based on the performance of the incumbent in driving deliveries & influencing team, the role may evolve into a people management role.

- Enhance control testing across TR ops reports for Completeness, Accuracy and Timeliness

- Strong partnership around global initiatives. Lead the implementation of changes in this region and for the business.

- Provide Support to the wider NFRR Operations teams

- Understand the front to back flow of key processes and determine key areas requiring testing

- Remain current on the Regulatory Reporting landscape to ensure the firm's reporting remains in sync with changes in regulatory environment

- Ensure documentation is being maintained in accordance with the processes and standards set out

- Assess the overall design and operational effectiveness of the existing EQA process

- Take ownership for managing risk well and be proactive in identifying and controlling risks, issues and concern. Track and highlight issues, gaps, concerns and process failures for remediation

- Influence and engage the team to work together and create synergies.

- Work closely with global partners to understand processes and risks. Take steps to mitigate the risk

- Drive Operational Excellence by consistently striving to achieve responsible growth

- Interactions with various stakeholders, including senior management

- Escalate issues in a timely manner.

- Produce and disseminate metrics and analytics on regulatory reporting issues and testing results

- Training and on-boarding new hires

- Execute all the process related admin tasks

Requirements :

Education :

- Post Graduate (MBA) / Chartered Accountant

Experience Range :

- 10 to 14 years of overall experience with at least 2-3 years of Regulatory Reporting experience

Mandatory skills :

- Strong understanding of the regulatory trade and transaction reporting landscape (especially APAC/ UK / EU / US regulations)

- Good understating of various regulations like EMIR. MiFID, Dodd Frank, CFTC, FINRA etc.

- Experience of working in Financial Services, especially Investment Banking

- Knowledge of Middle Office and Back Office processing (trade capture, confirmation, settlements, lifecycle management, etc.)

- Experience in regulatory reporting processes, ideally involving testing or quality assurance of regulatory reports

- Product specific knowledge of the transaction and other reporting operations

- Good people management skill

- Experience in analyzing and documenting business processes and develop solutions

- Experience in carrying out thematic deep dives

- Experience in managing small / medium-size / large projects/ Stakeholder / Client Management

- Excellent analytical and problem-solving skills, ability to demonstrate decisiveness and sound sense of judgment, knowing when to escalate

- A self-motivated, structured and logical thinker

- Partnership and communication skills (verbal and written

- Strong assertiveness, listening, influencing and diplomacy skills

- Attention to detail, delivering high quality output

- Ability to work well with and communicate with others, from teammates to executives

- Ability to juggle multiple work efforts and to quickly change direction as needed

- Strong controls background with previous experience of implementing and maintaining key business controls

- Should be a team player with strong execution focus

- Good project management skills

- Adapts to changes and has a proven track record of working as part of a global team

- Proficient in MS Office application like word, Excel and PowerPoint, Visio

- Experience in producing MI reports and tracking reportable MI.