Senior Manager - Mutual Fund Audit - NBFC

Principal Accountabilities :

1. PLANNING :

Business Line Level :

- Contribute to the Annual Risk Assessment process by identifying the key risk areas and their assessment

Mutual Fund Level :

- Execute annual risk assessment process for MF

- Develop methodologies for the audit of functional areas

- Develop for use of audit analytics at MF levels

Assignment Level :

- Ensure alignment of audit scope, objective and approach for assigned audits to the annual risk assessment

- Ensure by effectiveness and efficiency of test plans/ approaches by driving the use of analytics.

- Schedule audits in line with the audit calendar and propose resource mobilizations

2.EXECUTION :

Audit Execution :

- Evaluate the adequacy of internal control designed to achieve the business objective at business / functional level

- Identify design weaknesses and any non-compliance for reporting as discussion points with auditee

Deliverable Management :

- Prepare Draft audit reports and Audit committee presentations in line with reporting templates.

Co-sourced Firms :

- Management co-sourced firms in performance of the audits and progress monitoring with Partners of the Co-sourced Firms

3. TRAINING DEVELOPMENT :

- Management and training of Internal Audit team