Senior Manager - Internal Audit - Financial Services - CA

Senior Manager - Internal Audit

This position is responsible for heading the internal audit function for Cox & Kings Financial Services.

- The position functions independently from management and is responsible for managing the internal audit function including risk assessment, planning and execution of internal audits.

- Develop a comprehensive internal audit program sufficient in scope to meet the requirements of the Audit Committee, management, external auditors and outside regulators.

- Plan, manage and conduct internal audits, communicate results of internal audits and status of remediation

- Review company practices and records for compliance with established internal policies and procedures.

- Coordinate the department's activities with the independent auditors and all applicable regulatory agencies and examiners to best utilize available resources and achieve established objectives.

- Conduct follow-up reviews of financial, operational, or regulatory compliance deficiencies noted during audits.

- Oversee investigations of irregularities discovered by or brought to the auditor's attention, any fraud, embezzlement, and defalcations within the company.

- Work in cooperation with law enforcement agencies in any such cases as deemed necessary.

- Ensure improvement in internal controls, operating efficiency, and the adequacy of company records and recordkeeping.

- Excellent communication and presentation skills

- Capability to lead, manage and work with cross functional teams

- Act as a thought leader to apply new age innovative ideas in the business

- High ethical conduct

- Strong business acumen

- CA