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Sourcing Specialist at AMS
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Senior Manager - Compliance - NBFC/Bank - CA (5-7 yrs)
Key Responsibilities :
- Experience of interacting with regulator
- Experience in interpreting the various regulatory circulars and advising the business accordingly (specifically in the home loan/mortgage areas)
- Experience in organizing & facilitating RBI Audit / SEBI Audit / NHB Audit
- Develop & implement internal audit framework including a risk-rating system for each function and network of branches
- Prepare audit plans and ensure that internal audits are performed as per approved scope and audit program
- Ensure that audit effort is aimed at reviewing the existence and appropriateness of systems/procedures for various processes
- Hold closing meetings with function heads of audited process/function/business and ensure that all issues are appropriately closed with the action plans and due dates
- Highlight and present key audit issues to the audit committee
- Coordinate with external auditors, NHB inspectors when required
Must have Competencies :
- CA with 5+ years- experience in Big 4 in Audit/Risk Advisory functions or with Banks/NBFCs/HFCs with audit/compliance exposure
- Systematic, Energetic and Detail-oriented
- Strong interpersonal and leadership skills
- Strong verbal and written communication in English
- Ability, knowledge and direct experience of designing internal audit processes and systems
- Ability and knowledge of internal audit practices in Housing Finance / SME verticals at a comparable level and ability to benchmark these practices
CA: 1st/2nd Attempt
Profile is 80% compliance & 20% Internal Audit
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