Preferred Skills: 

- Experience in Operational risk management processes and/or compliance and / or audit and / or regulatory programs with KYC Duties.

- AML/Sanctions Credential, ACAMS, CFE or CRCM designation.

- Exposure to regulatory controls in a financial services environment.

- This position will be working with the Financial Crimes Operations group. Lead the WFI Financial Crimes Operations teams that are responsible for execution and implementation of due diligence programs, processes and controls to identify, assess, and mitigate risk.

- Manages and directs teams on execution of activities associated with conducting reviews of bank customers, related parties and/or transactions presenting high degree of complexity and risk to determine appropriateness for Wells Fargo.

- Oversees the implementation of procedures, controls, analytics and trend analysis to ensure comprehensive research and background investigations, experise in data collection and sourcing as well as thorough documentation.

- Establishes performance standards, evaluates performance, and trains/coaches staff. Develops/assists in developing training materials.

- Oversee work assignment for Due Diligence Leads. Provide status updates to Management specific to On-baording, DQE, Quality Control & Periodic Review Refresh and other ad-hoc CDD activities.

- Builds strong relationships with corporate, business heads, Legal, Audit, regulators, and industry partners regarding risk management of business- specific risk programs. Ensure all review results are stored in standard formats.

- Leads initiatives that cross multiple lines of business in scope with significant impact/risk.

- Manages relationships and communications with Due Diligence Partners on stateside and explore other areas that the team at WFIP can extend the support.

- Assist as needed with examinations and/or audits.

Minimum Qualifications :

(Additional criteria that are necessary for performing the essential functions of the job and are used in the selection process; this includes required licences and languages)

- Strong in-depth working knowledge of BSA/AML programs

- Strong in-depth working knowledge of BSA/AML programs including all aspects of KYC and Periodic Review / or other related risk and regulatory disciplines.

- Proven ability to collaborate with all levels of management and functional groups.

- Proven leadership, exceptional communication and relationship building skills.

- Demonstrated organizational and time management skills with the ability to manage multiple responsibilities and tasks simultaneously.

- 9-12 + years of experience in risk management, client service, operations support, or business process management, of which, 9+ years must include direct experience in risk management.

- Bachelor's / Master's degree in business, finance or economics.

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