Manager/AM - Compliance Auditor/Anti Money Laundering - Investment BankSociete Generale Designation : Level 7 - Manager/Assistant Manager Process : Compliance Audit - Finance Location : Karle Towers - Hebbal, Bangalore (Next to Manyata Tech Park) - Looking for a AML/KYC and CAMS / CAME / CFCS / ICA certified candidate from any investment banks and 3rd parties. Compliance Auditor - Fair understanding of the Banking operations with focus on Corporate&amp; Investment Banking, Trade Services, Securities Business - Fair understanding of the statutory and regulatory norms applicable to banking business - Fair understanding on the Anti Money Laundering (AML) related activities such as - Transactions Filtering, Client Screening, Transaction Monitoring, Sanctions List &amp; Rules Management, FATF, Counter Terrorism Financing, etc. - Fair understanding on the Compliance function in Banking Industry and Know Your Customer (KYC) processes - Responsible for managing multiple audits in parallel and work in global and joint audits - Managing Senior stakeholder across the organization. Display strong multi-tasking and people management skills" - Lead client audit engagements, which include planning executing, directing, and completing financial audits - Supervise, train and mentor Associate and interns on audit process. - Research and analyse financial statement and audit related issues - Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements - Review the evidence of audit conclusions are ensure they are well-documented - Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient - Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression - Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations - Risk based audit methodology - Annual risk assessment and audit planning - Quality initiatives within audit function - Working on multi-location regional and global audit with large team - Working on Integrated audit - Monitoring audit recommendations - Statutory and regulatory norms applicable to banking business - Fluent Command over English language

Bangalore

Manager/Assistant Manager - Compliance Auditor/Anti Money Laundering - Investment Bank 

Manager/Assistant Manager - Compliance Auditor/Anti Money Laundering - Investment Bank  ,Job Description for Manager/Assistant Manager - Compliance Auditor/Anti Money Laundering - Investment Bank  in CareerNet Technologies in  Bangalore for (6-9) years of experience. Apply Now!

Job Description for Manager/Assistant Manager - Compliance Auditor/Anti Money Laundering - Investment Bank  in CareerNet Technologies in  Bangalore for (6-9) years of experience. Apply Now!