15/05 Sakshi Ranawat
Senior Associate - Recruitment at Arin Consultancy

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Senior Manager - Compliance - Mutual Fund - CS/LLB/LLM (5-12 yrs)

Mumbai Job Code: 822382

To ensure compliances with all the regulatory requirements under the Companies Act, 2013, SEBI (Mutual Fund) regulations and all other acts regulating the Mutual Fund & the Asset Management Company

- Investment limit monitoring

- Help the department head to drive statutory compliance Pan India, investigate violations, suggest process improvements, conduct compliance training for all new hires

- Ensure adherence to all compliances

- Introduce industry best practices where necessary

- Drafting offer documents / public notices/compliance reports

- Good understanding of investment limits and excellent command on Quantis operations

- Sound knowledge of all corporate laws and procedures

- Good inter-personal, networking & relationship management skills

- Self-motivated, ability to work under pressure

- Preferably Company Secretary & / or Bachelors/Master's in Law

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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